image/svg+xmlPage-1Headquarters.86broker/dealer firmSheet.87Sheet.88Sheet.89broker/dealerfirm
Headquarters.93officeSheet.94Sheet.95Sheet.96office
Person.210reprep
TeampartnershipSheet.219Sheet.220partnership
Sheet.348EXAMPLE Firm: 0000015 Office: 525 Rep or Partnership: 525-122EXAMPLEFirm: 0000015Office: 525Rep or Partnership: 525-122
Dynamic connectorDynamic connector.369TransactiontransactionSheet.252Sheet.253Sheet.254transaction
Sheet.352EXAMPLE Sale Posted 3/2/2016, Gross Amount $1,674.99, NAV Cod...EXAMPLESale Posted 3/2/2016, Gross Amount $1,674.99, NAV Code 5, Social Code 17
AccountingassetSheet.260Sheet.261Sheet.262Sheet.263Sheet.264asset
Sheet.351EXAMPLE MF Ltd-Term Muni: $363,685 AUM 2015EXAMPLEMF Ltd-Term Muni: $363,685 AUM 2015
SpreadsheetaccountSheet.256Sheet.257Sheet.258account
Sheet.350EXAMPLE Account Nbr: 525111419EXAMPLEAccount Nbr: 525111419
Dynamic connector.382aliasaliasalias
Dynamic connector.387Dynamic connector.388Dynamic connector.389Dynamic connector.390